Position: Advertising Review and Policy Compliance Intern

Reporting to: Compliance Manager

Location: Topeka, KS - Onsite

Overview

Are you ready to dive into the dynamic world of compliance? In this exciting role, you’ll contribute to our monthly newsletter, sharing essential updates and insights with the team. You'll also research and summarize key regulatory enforcement actions, keeping us ahead of the curve. Plus, you’ll work alongside our Advertising Review team, assisting with post-review audits of advertising materials—helping to ensure that our messaging aligns with industry standards.

What You’ll Do

Review and analyze social media advertising
Review and summarize regulatory enforcement actions for dissemination
Assist with gathering internal compliance metrics for summarization and dissemination
Manage compliance projects independently

Experience You’ll Bring

Self-starter
Ability to take ownership of projects
Exceptional problem determination skills with a high attention to detail
Confident, professional and articulate written and verbal communication skills

Bonus Points

Completed coursework in corporate compliance, business transactions, or other related topics
Previous experience in business law, particularly securities, insurance, or compliance law

What You’ll Get

Access to an on-site café and gym
Continuous personal and professional development opportunities
Recognition for hard work & exemplary performance
Employee sponsored events…and more!

Who We Are

Advisors Excel is a fast paced, innovative company that seeks to service independent financial advisors in a multitude of areas within their business. From operational functions to sales and marketing, our end goal is to help continually grow advisors’ businesses nationwide. We thrive on watching them succeed. Not only does AE want to see the success of our advisors, but also our employees. We have high expectations from them to continually move our business forward. We are on the hunt for positive people who thrive on hard work and in a collaborative team environment. If this sounds like you, then what are you waiting for? We want you to join our team!

Advisors Excel is an Equal Employment Opportunity Employer. Everyone is welcome here – as an inclusive workplace, our employees are always comfortable bringing their true selves to our offices daily.

Advisors Excel

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Advertising and Policy Compliance Intern